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Sichenzia Ross Friedman Ference LLP provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters. Our clients range from start-ups to established, listed companies. They include private and public corporations, partnerships, broker-dealers, bank-affiliated broker-dealers, investment advisors, registered personnel, public and corporate customers and investors, partnerships and other entities. We also advise institutional investors on transactions involving complex securities law considerations. Our practice includes the representation of clients located in the United States and throughout the World, including Argentina, Austria, Australia, Canada, China, Germany, Hungary, Israel, Korea, Malaysia, Mexico, Switzerland and the United Kingdom. Our areas of expertise include corporate and commercial transactions, securities litigation, and arbitration, administrative practice before regulatory agencies, mergers and acquisitions and broker-dealer regulation. In addition, we provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks and investor scrutiny.

OUR APPROACH
At Sichenzia Ross Friedman Ference LLP, we understand that continuing developments in the securities markets and legal landscape require the attention of attorneys with the skill and experience to be pro-active rather than reactive. We stay informed of these developments and the effect that these changes have on our clients’ businesses. Our approach to dealing with this myriad of considerations is to work directly with regulatory authorities and industry experts to structure practical solutions to these new developments and emerging issues. Internal teamwork, under the supervision of a lead partner, is the hallmark of our counseling approach. This assures that the Firm’s wide-ranging resources are cost-effectively deployed for the full advantage of our clients.

OUR MISSION
Focused advocacy and passionate representation – two phrases that describe the approach to practicing law at Sichenzia Ross Friedman Ference LLP. We assist our clients with achieving their objectives by providing effective business and legal counseling. Our mission is to help our clients realize their objectives in an expeditious, cost-effective and informed manner. We provide our clients with the personalized focus and attention that is required to fully understand their needs and objectives. Our attorneys do more than just provide legal advice to our clients – we are business advisors, coaches, mentors and friends. At Sichenzia Ross Friedman Ference LLP, we are zealous advocates whose singular purpose is to achieve results for our clients. This focus and passion is integral to our clients’ business success as well as to our Firm’s success. Credibility and visibility are two important qualities we bring to our clients. We have an extensive network of strategic relationships across a multitude of industries that we make available to all our clients. For example, as one of the pre-eminent firms in the country in corporate financing transactions, our credibility in the industry opens doors and creates more visibility for our clients in the eyes of the financial community. The Firm’s ability to create these opportunities provides our clients with the capability to achieve the growth and success they envision. Our broad range of legal and business experience gives us the ability to quickly assess our clients’ needs and provide them with accurate cost estimates. We offer innovative and flexible fee arrangements, including fixed project rates. This approach affords our clients the ability to budget their legal expenditures. Our expertise combined with our attractive fee structures allows us to compete effectively with large firms and has contributed to our growth and national reputation.

OUR COMMITMENT TO DIVERSITY
The firm’s view of diversity includes a variety of experiences, backgrounds, viewpoints and perspectives in addition to race, religion, national origin, gender and sexual orientation. We recruit and develop a range of talent because we understand diversity broadens the capacity of our team and strengthens the quality of our services.
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