The Sichenzia Ross Friedman Ference LLP Litigation team ensures that the most competent, “hands-on” and cost-effective approach is undertaken on behalf of each client, whether in the prosecution or defense of a matter. Our attorneys regularly represent plaintiffs and defendants across the country in both Federal and State courts, from routine lawsuits to complex cases, including multi-district class action lawsuits, and obtain injunctive relief when our clients’ interests are threatened with imminent harm. 

Our attorneys also regularly represent clients in arbitration proceedings before Self-Regulatory Organizations, including the New York Stock Exchange, the Financial Industry Regulatory Authority, Inc., and the American Arbitration Association. In such proceedings, we represent parties in public disputes between customers and broker-dealers and/or brokers, as well as industry disputes between broker-dealers and associated persons.

We handle cases ranging from straightforward misrepresentation, churning, and unauthorized trading cases, to highly complex cases involving federal and state securities laws, whistle-blowing and corporate raiding. Given our extensive knowledge and experience in these areas, we have experienced a great deal of success negotiating very favorable settlements on behalf of our clients. We consider our ability to assess the risks of each particular case, and to honestly and objectively convey those assessments to our clients, to be one of our best qualities.

Our experienced attorneys zealously advocate on behalf of our clients. We have litigated against the largest firms in the country as well as small specialty firms, never losing sight that we must, and do, fight aggressively for our clients each and every time.

Who we advise/represent: Public Companies | Private Companies | Partnerships | Investors | Brokerage Firms | Placement Agents | Individuals

Services provided include: Commercial and Business Litigation | Securities Litigation and Arbitration | Class Action Litigation | Administrative Actions before Regulatory Agencies | Regulatory Investigations | Labor and Employment Litigation | White Collar Criminal Defense